Vanguard Financial Advisor – Processing Associate

Advice services are provided by Vanguard Advisers, Inc., a registered investment advisor, or by Vanguard National Trust Company, a federally chartered limited-purpose trust company. Although Vanguard Advisers, Inc. does not maintain advisors in every state, investors can still access its guidance through a combination of professional expertise and technology-driven support. By integrating the principles of Vanguard Advisor’s Alpha with a diverse lineup of both active and passive investment products, Vanguard seeks to help advisors build deeper client relationships while strengthening the overall quality of portfolio management.

The services available to clients may vary, particularly for those who choose to receive ongoing advisory support, as the level of guidance often depends on the size and structure of the assets held in a portfolio. Through Vanguard Personal Advisor Services, investors gain access to personalized financial planning delivered by human advisors, supported by technology that helps streamline the investment process and maintain efficiency. This approach keeps advisory costs relatively reasonable while still offering tailored strategies designed to meet individual financial goals. However, one limitation often noted is the absence of tax-loss harvesting, a feature offered by some competing advisory platforms to help investors improve tax efficiency within their portfolios.

What are Vanguard personal advisor services?

Vanguard Personal Advisor Services combines human advisors with Robo-advising at a reasonable cost but requires a relatively high balance. At NerdWallet, we strive to help you make financial decisions with confidence. To do this, many or all of the products featured here are from our partners. However, this doesn’t influence our evaluations.

What is Vanguard financial planning?

Vanguard offers both virtual planning tools and guidance from human financial advisors. Most of these advisors are certified financial planners, and they’re all fiduciaries.

Are Vanguard personal advisors any good?

Vanguard Personal Advisor Services might be a good fit for you if: You have questions about investing. You want a smart strategy to save for things like: funding your retirement, saving for college tuition, buying a home, or starting a business. You don’t enjoy making investment decisions or you’d rather spend your time doing other things.

Processing Associate – Financial Advisor Services

At Vanguard, we’re taking a stand for investors. That starts with you. As a Processing Associate in our Financial Advisor, Strategic Operations Department, you will serve at the center of client account servicing for Financial Advisor Services (FAS) through a variety of critical activities, such as; onboarding clients, transaction processing, client service, problem resolution, and relationship management. We provide mutual fund transfer agency support to FAS clients, as well as Institutional Only clients, 529 plans, International clients, and VIAS.

In this role you will:

Have the opportunity to provide exceptional service to our clients, develop operational workflows and problem solve. You will be processing transactions and reviewing documentation to ensure requests have been completed accurately and promptly. You will work closely with internal business partners, management, and project teams as a subject matter expert to drive positive change within the operations department and have a direct impact on our shareholders.

What it takes:

• Previous processing experience preferred.
• Comfort with ambiguity, sound business judgment, and ability to apply critical thinking.
• Strong time management for a fast-paced work environment.
• Demonstrated ability to interact with and influence others.
• Ability to build and maintain successful working relationships.
• Experience working in a New Ways of Working (NwoW) environment preferred or ability to demonstrate/learn
• NWoW principles of constant process improvement.

NOTE: We are currently working in a remote environment (work from home) but anticipate that we will be returning to the office 2nd or 3rd quarter of 2021.

Special Factors:

Vanguard is not offering visa sponsorship for this position.

Careers with Vanguard Financial Advisor are best-in-class. Not only do we offer the kind of benefits you would expect from a leading global enterprise, but we also provide services and amenities that support work-life balance. Our training programs are equally robust, helping to pave the way for ongoing growth and advancement.

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