As an independent financial advisor at LPL Financial Advisors, you can choose the exact level of service that fits your needs—up to and including outsourcing your entire back office to us. With competitive pricing and payouts, a technology that works—and works together—and expert consultants who help you grow your business, you’ll have everything you need to thrive.
LPL Financial is a registered investment advisor and a broker/dealer, which means that an LPL financial professional can offer you both investment advisory and brokerage services. Make sure you understand what each type of service entails when determining which …
LPL Financial Holdings Inc was founded in 1989 and is considered the largest independent broker-dealer in the United States. As of 2018 the company had more than 16,000 financial advisors, over $681 billion in advisory & brokerage assets, and generated approximately $5.2 billion in annual revenue for the 2018 fiscal year.
LPL financial professionals — take advantage of LPL’s business process platform, ClientWorks, to manage your business more efficiently. Open accounts. Use trading tools.
About LPL Financial: LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader** in the markets we serve, supporting more than 17,000 financial advisors, 800 institution-based investment programs, and 450 independent RIA firms nationwide.
LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker-dealer**. We serve independent financial advisors, professionals, and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices.
Welcome to Account View. Account View gives you online access to your accounts, statements, secure documents, and WealthVision. It is also a great way to get access to financial proposals and advice from your financial professional.
What services does LPL Financial Advisors provide?
LPL Financial serves as our back-office support and brokerage service. Think of it like a football team: our advisors work with you in a coaching capacity, with LPL serving as the team that carries out the plays. They also enable us to offer a variety of other benefits: Integrated technology – Our integrated,…
What is LPL Financial? As the nation’s leading independent broker-dealer*, LPL Financial offers an integrated platform of proprietary technology, brokerage, and investment advisory services to more than 14,000 financial advisors and approximately 700 financial institutions. They also support more than 4,000 other financial advisors with customized clearing solutions, advisory platforms, and technology.
Trust Services. At LPL, you can confidently provide trust services for your clients through our affiliate, The Private Trust Company, N.A. (PTC). With PTC, you know you’re offering quality advice, as you’ll work in collaboration with experts in the implementation of trust and estate plans. This gives your clients peace of mind in knowing that trust accounts will be handled by their own familiar financial advisor.
Services Offered by LPL Financial. LPL Financial’s advisors are capable of providing clients a wide array of financial products, which include mutual funds, annuities and other tax-efficient investments, domestic and international securities, insurance, fee-based asset management programs, estate, and financial planning, trust services, group retirement plans, and exchange-traded funds and exchange-traded notes.
The simplified end-game of LPL Financial is to connect clients with opportunities to invest in stocks, bonds, and other options. As a registered investment advisor and broker/dealer, LPL advisors can offer both advice for investments and brokerage services.
Services offered by LPL Financial. LPL’s financial advisors offer the full gamut of financial planning and advisory services, such as budgeting, financial projections, and selling insurance, though not all advisors offer every type of service. Among the services, LPL advisors may offer are: Investment advisory services and portfolio management
Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker/dealer (member FINRA/SIPC). Insurance products …
Are LPL advisors fiduciaries?
LPL allows advisors to serve as a fiduciary. That’s a new frontier for retirement planning … and is really the driving force helping plan sponsors run their plans better.
Not all advisors or wealth managers are fiduciaries. Some financial professionals, such as trustees, are always fiduciaries. But others, including broker-dealers, wealth managers, and financial advisors, vary in their fiduciary responsibilities depending on their legal status, the services they perform, and the credentials they carry.
Their fee can be a flat rate, an hourly fee or charged as a percentage of assets under management, AUM. Not all fee-only financial advisors are fiduciaries, nor are all fiduciaries fee-only advisors.
They are not held to a fiduciary standard, so they may not always act in your best interest. Fee-only fiduciaries may charge a flat fee or a percentage of your portfolio, but they are always held to a fiduciary standard, in which they are required to act in your best interest. Independent financial advisors have started their own financial firm. Most independent advisors act as fee-only fiduciaries, but some may act as fee-based advisors …
Financial Advisor – Starion Bank – LPL Financial
LPL Financial partners with banks to offer a complete menu of financial services to bank clients. This employment opportunity at Starion Bank in Fargo, ND would allow you to join the Investment Program at Starion Bank as a Financial Advisor associated with LPL Financial. Under this model Financial Advisors are not employees of LPL Financial.
The Investment Program at Starion Bank supports the local community with a complete menu of financial services. You will join a team that is dedicated to helping clients in every stage of their financial life.
This exciting position will allow you to grow your career and business, helping the people and families that look to Starion Bank for financial solutions.
This position will offer:
- The ability to build a strong client base with the Bank’s exceptional referral system
- Several branch territories with significant deposit base, which includes current clients who need an advisor to support their financial goals
- The opportunity to find new clients via the bank’s client base
- The opportunity to create client solutions without proprietary products
- The ability to grow your business with LPL’s combination of tools, technology, and support
- The benefit of LPL’s experience helping financial institutions grow and maximize their investment programs
- The opportunity to capitalize on the bank’s reputation and community standing
- As an advisor associated with LPL Financial, you benefit from our commitment to take care of yourself so you can take care of your clients. Your partnership includes:
- Access to our proprietary technology and a suite of customized services
- An open architecture platform with access to thousands of investment products from leading third-party product sponsors
- Resources and expertise across the firm to help you create client solutions
- The freedom to create solutions specific to your client’s goals
- Whatever your vision of success, we’re with you every step of the way.
- Series 7 and 66 (63/65) required
- Insurance license required
- Three or more years of investment sales experience
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