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Investment Advisory Operations Manager Job Description
The Investment Advisor Operations Manager is obliged for being the consultant in all Lincoln Financial Network (LFN) investment advisory programs. This includes self-sponsored programs, third celebration sponsors, barrister arrangements as well as eccentric RIA channels. He/she will offer as the pass relationship to warden item government programs, clearing firms as well as investment strategists in await of operations, product, advisory teams as well as RIA compliance. This Investment Advisory Operations Manager upon all sides can be filled in Fort Wayne, IN or Concord, NH.
Investment Advisory Operations Manager Essential Duties as well as Responsibilities
- Stays sideways of all advisory attention product as well as regulatory changes.
- Ensure correspondence with commercial operation policies as well as procedures upon self-sponsored, third party, barrister arrangements as well as eccentric RIA channels.
- Completes investigate as well as yield stakeholders with recommendations upon process changes.
- Investment Advisory Operations Manager Works with compliance, the product dialect as well as operations government upon the growth of the investment advisory process as well as procedures.
- Gathers rival believe of the advisory services offerings.
- Develops collection as well as resources to expostulate use of the LFN Advisory platforms.
- Investment Advisory Operations Manager Drives successive alleviation inside of operations, record as well as usability aspects of the investment advisory offerings.
- Explores opportunities to confederate LFN processes as well as technologies with alternative systems.
- Creates the quantitative basement for assessing swell as well as for deriving report for destiny cycles of improvement.
- Investment Advisory Operations Manager Demonstrate consistent attraction to the need of the rising patron as well as await in identifying the investment advisory products as well as services which expostulate patron compensation as well as retention.
- Evaluates as well as have recommendations to shift processes formed upon the research of marketplace trends to urge the processes as well as patron experience.
- Manages as well as coordinates the doing of advisory height enhancements together with technology, price billing, trade as well as use delivery.
- Investment Advisory Operations Manager Collaborates with the Product Team to minister to the growth of the collection as well as resources used in the LFN Advisory platforms.
- Serves as the precision coordinator by operative with the product area, LFN managers as well as the Broker-Dealer Communication as well as Training team.
- Develops clever destiny march as well as eagerness to have long-term recommendations to all stakeholders.
- Investment Advisory Operations Manager Anticipates destiny changes together with those which might start customers’ expectations of investment advisory products as well as services, technological development, becoming different patron segments, as well as elaborating regulatory requirements.
- Investment Advisory Operations Manager Solicits feedback from pass stakeholders together with investment confidant representatives, vendors as well as the inner departments which await the investment advisory platforms.
Investment Advisory Operations Manager Addational Position Responsibilities
- Carries out duties in correspondence with all state as well as sovereign regulations as well as guidelines. Complies with all association as well as site policies as well as procedures.
- Remains stream in contention as well as attention trends.
- Investment Advisory Operations Manager Makes the certain grant as demonstrated by:
- making suggestions for improvement
- learning latest skills, procedures as well as processes.
- Performs alternative duties as required
Investment Advisory Operations Manager Qualification
EDUCATION and/or EXPERIENCE
- Investment Advisory Operations Manager contingency have Bachelors Degree as well as during slightest 4 years of believe operative in the monetary services industry, or the smallest of 8+ years of on-going work believe in the monetary services industry.
- Series 7, 24, 63 as well as 65 or 66 compulsory inside of 6 months
TECHNICAL SKILLS
- In-depth believe of investment advisory products together with self-sponsored, third party, barrister arrangements as well as eccentric RIA channels.
- Investment Advisory Operations Manager have Strong project-management skills joy with receiving tenure of projects as well as tasks from commencement to end.
- Sound technical believe of association policies, commercial operation models as well as operational processes for LFA as well as LFS broker-dealers.
- Sound technical believe of broker-dealer technology.
OTHER SKILLS as well as ABILITIES
- Excellent patron use skills.
- Spanish or alternative unfamiliar denunciation skills the plus
- Strong risk-assessment skills as well as joining to correct correspondence documentation
- Investment Advisory Operations Manager Understands the interdependencies of how people as well as organizations function, as well as can come to terms by formidable domestic situations effectively.
- Finds usual belligerent as well as can benefit partnership between comparison management, colleagues, peers as well as vendors; can change outcomes but directing or commanding.
- Demonstrated capability to change during all levels of government by clear, sensitive as well as judicious discussions/presentations.
- Investment Advisory Operations Manager Critical thinker with an capability to investigate report as well as to weigh the implications of the march of movement or strategy.
- Ability to effectively conduct as well as prioritize time whilst multitasking.
- Strong created as well as verbal information exchnage skills.
- Ability to work collaboratively in the group environment.
- Knowledge of broker/dealer workflows, practices as well as products preferred.
- Computer skills:
- Microsoft Office, Word, Power Point, Excel.
- Successfully completes regulatory, stability preparation as well as acceptance requirements.
- Ability to perform underneath highlight in cases of emergency, vicious or dangerous situations.
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